Whether you have a formal or informal complaint process in place or just handle complaints on a case-by-case basis, be sure you understand how to deal with employee complaints effectively.
Part of being an employer is handling the complaints of your employees. While some larger employers have involved dispute resolution and arbitration procedures, informal procedures are often the best method for the small business owner. And for the business with only one or two employees, it's not necessary to specify how you'll handle complaints before they happen. Deal with each situation as it arises on a case-by-case basis.
Whatever method you use, if an employee complains about an employment-related situation, you should be prepared to handle it in a fair and consistent manner.
As a small business, you probably don't want to spend the time and resources or have the need to develop an involved procedure for dealing with employee complaints. Instead, you may want to have some general guidelines so that employees know what to do if they have a complaint. A set of basic procedures helps you make sure that you treat all complaints in a consistent manner.
Your informal complaint procedure can be just about anything you want to make it. Some common procedures are:
Open door policy. An open door policy is just what it sounds like. Basically, you make it known to employees that when they have a problem or complaint, they are free to come to you with it. This is a good approach if you have a relatively small number of employees and a reasonably happy workforce. On the other hand, if you have a lot of employees with many problems, you're setting yourself up for day after day of meetings with employees.
If you adopt the open door policy, make it known that, while employees can come to you at any time, a detailed follow-up on their complaint or problem might not take place at that moment, depending on your schedule or business commitments. Explain that, in some cases, an appointment will have to be scheduled when the employee can come in and discuss the issue with you.
Periodic employee meetings. If your employees work as a team or if work requires periodic meetings anyway, you may want to allot some time during your meeting for complaints or problems that employees can share. This approach allows you to address an issue only once instead of individually. Allow employees the opportunity to speak with you apart from the group. Some problems or complaints may be not be suitable for group discussion.
Communicating your policy. Be sure to communicate basic information to employees about what to do if they have a complaint. In a "policy" of this sort:
An alternative to having a traditional complaint procedure is to address complaints as they arise. This may be an effective approach for a business with only one or two employees.
However, you may find that even though you have only a few employees, you are spending a lot of time dealing with complaint-oriented issues. If this is the case, you may want to consider a more formal complaint procedure to help you get control of how complaints are handled. It could end up saving you some time and help you ensure that complaints are handled fairly and consistently.
An added benefit of having a procedure in place is that requiring employees to follow procedures may curtail aimless complaining or griping that they may feel is justified because you do not have a specific policy governing complaints.
Whatever the type of dispute or complaint resolution procedure - either an informal procedure or a case-by-case approach - it should do the following:
If employees feel that they are being treated with respect and fairness, they are more likely to accept the resolution you suggest, even if it is not exactly what they wanted or expected.
To show that you take all complaints seriously, you'll want to take the following action: